As financial services organizations strive to comply with an increasingly complex regulatory environment, managing FINRA email retention requirements must be a top priority.
FINRA is the acronym for the Financial Industry Regulatory Authority, an independent, nonprofit organization that has been authorized by the U.S. Congress to write and enforce rules that govern the activities of financial securities firms and brokers. Failure to achieve FINRA compliance can result in substantial fines and penalties.
FINRA email retention regulations are designed to protect the security, integrity and accessibility of financial information contained in email sent and received by financial services organizations. FINRA email retention rules stipulate that:
To simplify FINRA email retention management, financial services organizations need easy-to-use tools for email archiving and security. That's exactly what leading companies around the world get with Mimecast.
Mimecast provides a cloud-based service with all-in-one solutions for email archiving, security and continuity. Offered as a subscription service, Mimecast enables financial services organizations to quickly and easily deploy a solution for FINRA email retention without capital investment. And with simplified management and retention tools accessible from a single web-based console, Mimecast takes the administrative burden out of managing FINRA email retention as well as SEC email retention requirements and compliance with other regulatory frameworks.
To simplify FINRA email retention, Mimecast provides:
With Mimecast solutions for email archiving, continuity and security, you can:
Learn more about FINRA email retention, and about Mimecast government IT solutions.